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Культовый журнал о биткоине, технологии блокчейн и цифровой экономике. forklog hub Площадка для общения криптосообщества. Соединяем компании и пользователей.

#FINRA

Financial Industry Regulatory Authority, a U.S. organization overseeing brokerage firms and exchange markets.
ForkLog 7 10.03.2025

Robinhood to Pay $29.75 Million to Settle FINRA Claims

Online broker Robinhood has agreed to pay a $29.75 million penalty to settle claims by FINRA related to oversight and compliance violations. Of the total amount, $26 million constitutes a civil penalty, while $3.75 million is allocated for client compensation. According to FINRA, Robinhood failed to address “red flags of potential misconduct,” leading to violations […]
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FINRA Uncovers Violations in 70% of Crypto Asset Advertisements
ForkLog 8 24.01.2024

FINRA Uncovers Violations in 70% of Crypto Asset Advertisements

A targeted investigation by FINRA has revealed potential breaches of public communication rules in 70% of informational materials concerning cryptocurrency products. We have identified potential violations of FINRA Rule 2210 (Communications with the Public) in 70% of crypto asset communications we reviewed, according to a report published today on the results of a targeted exam. […]
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FINRA to tighten rules for cryptocurrencies
ForkLog 11 21.01.2022

FINRA to tighten rules for cryptocurrencies

The U.S. Financial Industry Regulatory Authority (FINRA) will consider potential tightening of cryptocurrency selling rules, according to its chief, Robert Cook, as reported by Barron’s.
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Robinhood to pay record FINRA settlement fine
ForkLog 25 01.07.2021

Robinhood to pay record FINRA settlement fine

Crypto-friendly broker Robinhood will pay $70 million to settle a dispute with the U.S. Financial Industry Regulatory Authority (FINRA). This is the largest fine ever imposed by the regulator.
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FINRA approves Uphold's acquisition of broker-dealer JNK Securities
ForkLog 8 01.04.2021

FINRA approves Uphold’s acquisition of broker-dealer JNK Securities

The Financial Industry Regulatory Authority (FINRA) has approved Uphold to acquire the American broker-dealer JNK Securities.
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Robinhood values FINRA settlement at $26.6 million
ForkLog 7 01.03.2021

Robinhood values FINRA settlement at $26.6 million

The crypto-friendly platform Robinhood is in talks with several regulators regarding a possible settlement of claims against them. The statement was made in a filing to the U.S. Securities and Exchange Commission (SEC).
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uskoryayushhei-sya-fragmentatsii-mirovogo-interneta
ForkLog 12 01.09.2020

Robinhood Draws the Attention of U.S. Regulators

The U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) will examine Robinhood, a platform friendly to cryptocurrencies. Bloomberg reports.
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